RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• S••••
- S•••• F•••••••• S•••••••• L•• state registered currentsince Jan 1, 2026 · Boca Raton, Fl
- L•• F•••••••• L•• BD affiliatedOct 24, 2016 to Oct 19, 2017 · West Palm Beach, Fl
- M•• F•••••••• S•••••••• I••• formerMay 4, 2009 to Sep 30, 2016 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 8, 2007 to Sep 11, 2008 · Boca Raton, Fl
- L•• F•••••••• L•• to S•••• F•••••••• S•••••••• L••left Oct 19, 2017, registered Jan 1, 2026 (2996 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Sep 30, 2016, registered Oct 24, 2016 (24 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Sep 11, 2008, registered May 4, 2009 (235 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address