RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• C••••••••• L•••
- W••••••••• R••••••••• A••••••• institutional currentsince Dec 21, 2021 · Aliso Viejo, Ca
- A•• A•••••••• L•• formerMar 18, 2011 to Mar 31, 2022 · Suwanee, Ga
- A••••••• F•••••••• S••••••••• I•• state registeredOct 28, 2004 to Mar 8, 2018 · Lawrenceville, Ga
- A•• A•••••••• L•• to W••••••••• R••••••••• A•••••••left Mar 31, 2022, registered Dec 21, 2021 (-100 days) · Other · moved with a team
- A••••••• F•••••••• S••••••••• I•• to A•• A•••••••• L••left Mar 8, 2018, registered Mar 18, 2011 (-2547 days) · Other · moved with a team
- E••• C••••••••• L••• left A•• A•••••••• L•• for W••••••••• R••••••••• A••••••• (registered 2021-12-21)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address