RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R••• M•••
- Professional profile
- linkedin.com/in/sandy-mesa-8006446reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- M••• W••••• M••••••••• state registered currentsince Jan 6, 2017 · Camarillo, Ca
- W•••••• I••••••••• S••••••••• formerAug 21, 2017 to Mar 1, 2023 · Irvine, Ca
- F•••••••• W••• G•••• formerFeb 17, 2009 to Aug 21, 2017 · Woodland Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 9, 2006 to Feb 18, 2009 · Woodland Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 24, 2001 to Feb 1, 2006 · Woodland Hills, Ca
- W•••••• I••••••••• S••••••••• to no registered destinationleft Mar 1, 2023 · Departure, no registered destination
- F•••••••• W••• G•••• to M••• W••••• M•••••••••left Aug 21, 2017, registered Jan 6, 2017 (-227 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• W••• G••••left Feb 18, 2009, registered Feb 17, 2009 (-1 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 1, 2006, registered Jan 9, 2006 (-23 days) · Other
- S•••• R••• M••• no longer registered at W•••••• I••••••••• S•••••••••; no later IA registration on IAPDMar 1, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address