RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• K••••••••• S•••••••••
- S••••• S•••• W••••• M••••••••• independent RIA currentsince Jul 4, 2024 · Winston Salem, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 28, 2023 to Jul 2, 2024 · High Point, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• S•••• W••••• M•••••••••left Jul 2, 2024, registered Jul 4, 2024 (2 days) · Wirehouse to independent RIA
- N•••• K••••••••• S••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••••• S•••• W••••• M••••••••• (registered 2024-07-04)Jul 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address