DFX Intelligence
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Registered advisor
S•••• F•••••• F•••••••••
Feed of 09/14/2026
At current firm
3 y
since Apr 27, 2023
In the industry
30 y
since Jan 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 27, 2023 · Coconut Creek, Fl
- S••••• F•••••••• G•••• I•• formerJul 16, 2009 to May 20, 2021 · Davie, Fl
- L•• F•••••••• L•• BD affiliatedJan 16, 1996 to Apr 9, 2009 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Apr 27, 2023 (707 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••• F•••••••• G•••• I••left Apr 9, 2009, registered Jul 16, 2009 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address