DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Shields Anders
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jennifer Bee Shields
At current firm
7 y
since Jul 18, 2019
In the industry
28 y
since Jun 10, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Jul 18, 2019 · Norfolk, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Jul 19, 2019 · Virginia Beach, Va
- Banc Of America Investment Services, Inc. unclassifiedAug 1, 2008 to Oct 23, 2009 · Virginia Beach, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 22, 2006 to Aug 7, 2008 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.left Jul 19, 2019, registered Jul 18, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc Of America Investment Services, Inc.left Aug 7, 2008, registered Aug 1, 2008 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address