RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T• K••••
- W•••••• B•••• • C•••••• L••••• BD affiliated currentsince Jun 25, 2026 · Chicago, Il
- R•••••• J•••• I••••••••• M••••••••• asset managerJun 6, 2025 to Jun 10, 2026 · Highlands Ranch, Co
- A••••••• A•••• M••••••••• I••• mixed wealthJul 16, 2019 to Apr 4, 2025 · Highlands Ranch, Co
- R•••••• J•••• I••••••••• M••••••••• to W•••••• B•••• • C•••••• L•••••left Jun 10, 2026, registered Jun 25, 2026 (15 days) · Other
- A••••••• A•••• M••••••••• I••• to R•••••• J•••• I••••••••• M•••••••••left Apr 4, 2025, registered Jun 6, 2025 (63 days) · Other
- D•••• T• K•••• left R•••••• J•••• I••••••••• M••••••••• for W•••••• B•••• • C•••••• L••••• (registered 2026-06-24)Jun 10, 2026 · Advisor changed firm · fact
- D•••• T• K•••• left A••••••• A•••• M••••••••• I••• for R•••••• J•••• I••••••••• M••••••••• (registered 2025-06-06)Apr 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address