DFX Intelligence
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Registered advisor
L•• W• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•• W• B••••••••• W•••••• B•••••
At current firm
5 y
since Aug 26, 2021
In the industry
32 y
since Oct 13, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Aug 26, 2021 · St. Louis, Mo
- P•••• W••••• M••••••••• L•• formerMar 12, 2004 to Dec 31, 2022 · St. Louis, Mo
- P•••• F•••••••• G••••• I••• unclassifiedNov 10, 1999 to Nov 19, 2003 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•••• W••••• M••••••••• L•• to O•••• W•••••• I•••left Dec 31, 2022, registered Aug 26, 2021 (-492 days) · Other · moved with a team
- P•••• F•••••••• G••••• I••• to P•••• W••••• M••••••••• L••left Nov 19, 2003, registered Mar 12, 2004 (114 days) · Other
Signals
- ••• LockedDec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address