RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A•••• C•••••••••
- P•• S••••••• C•••••• M••••••••• L•• independent RIA currentsince Sep 29, 2023 · Austin, Tx
- A••••••• I••••••••• A•••••••• L•• institutionalMar 24, 2021 to Sep 18, 2023 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDMay 12, 2008 to Nov 22, 2019 · Austin, Tx
- A••••••• I••••••••• A•••••••• L•• to P•• S••••••• C•••••• M••••••••• L••left Sep 18, 2023, registered Sep 29, 2023 (11 days) · Other
- C•••••• S••••• • C••• I••• to A••••••• I••••••••• A•••••••• L••left Nov 22, 2019, registered Mar 24, 2021 (488 days) · Other
- S••••• A•••• C••••••••• left A••••••• I••••••••• A•••••••• L•• for P•• S••••••• C•••••• M••••••••• L•• (registered 2023-09-29)Sep 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address