RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••• C••••
- N•••••••• I••• other currentsince Jan 1, 2025 · Soutlake, Tx
- T•• C•••• A••••••• I••• unclassifiedJul 11, 2019 to Dec 31, 2020 · Grapevine, Tx
- H••••• I••••••••• G•••• L•• unclassifiedJun 27, 2007 to Sep 30, 2010 · Norwalk, Ct
- 4••••• I••••••••• A••••••• unclassifiedJan 27, 2003 to Nov 28, 2006 · Austin, Tx
- T•• C•••• A••••••• I••• to N•••••••• I•••left Dec 31, 2020, registered Jan 1, 2025 (1462 days) · Other
- H••••• I••••••••• G•••• L•• to T•• C•••• A••••••• I•••left Sep 30, 2010, registered Jul 11, 2019 (3206 days) · Other
- 4••••• I••••••••• A••••••• to H••••• I••••••••• G•••• L••left Nov 28, 2006, registered Jun 27, 2007 (211 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address