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Registered advisor
H••••• A••••• S••••••••
Feed of 09/14/2026
Also filed as Andy S••••••••
At current firm
3 y
since Aug 21, 2023
In the industry
32 y
since Sep 22, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Jul 14, 2026 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 21, 2023 · Dallas, Tx
- C••••••• S••••••••• formerJan 8, 2008 to Nov 6, 2023 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Dec 21, 2007 · Dallas, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedDec 17, 2004 to Jul 6, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 6, 2023, registered Aug 21, 2023 (-77 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to C••••••• S•••••••••left Dec 21, 2007, registered Jan 8, 2008 (18 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address