DFX Intelligence
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Registered advisor
S•••• G•••••• R••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
7 y
since Nov 2, 2018
In the industry
32 y
since Feb 14, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Greenville, Fl
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · St Petersburg, Fl
- T••••••••• F•••••••• A•••••••• I••• unclassifiedMay 1, 2009 to Sep 4, 2009 · St Petersburg, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 14, 1994 to May 13, 2016 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• I•••left May 13, 2016, registered May 1, 2009 (-2569 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to S••••••• I••••••••• I•••left Sep 4, 2009, registered May 13, 2016 (2443 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address