RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• H••••
- I•• A•••••••• L•• independent RIA currentsince Feb 5, 2014 · Atlanta, Ga
- I•• A•••••••• L•• independent RIAFeb 5, 2014 to Aug 28, 2014 · Atlanta, Ga
- P••••• A•••••••• • M••••• L•• formerMar 5, 2007 to Dec 9, 2013 · Alpharetta, Ga
- H•••• C•••••• M••••••••• L•• unclassifiedFeb 27, 2003 to Nov 19, 2007 · Alpharetta, Ga
- P••••• A•••••••• • M••••• L•• to I•• A•••••••• L••left Dec 9, 2013, registered Feb 5, 2014 (58 days) · Other
- H•••• C•••••• M••••••••• L•• to P••••• A•••••••• • M••••• L••left Nov 19, 2007, registered Mar 5, 2007 (-259 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address