RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• L•• F••••••
- F•••••• F•••••••• S••••••• state registered currentsince Sep 17, 2009 · Mesa, Az
- F•••••• F•••••••• S••••••• state registeredSep 17, 2009 to Dec 31, 2016 · Mesa, Az
- O•••• F•• I••• formerJul 30, 2003 to Dec 15, 2005 · Phoenix, Az
- S••••••••• S••••••••• I••• unclassifiedFeb 7, 2002 to Jun 27, 2003 · Mesa, Az
- O•••• F•• I••• to F•••••• F•••••••• S•••••••left Dec 15, 2005, registered Sep 17, 2009 (1372 days) · Other
- S••••••••• S••••••••• I••• to O•••• F•• I•••left Jun 27, 2003, registered Jul 30, 2003 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address