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Registered advisor
M••••••• A•• R•••
Feed of 09/14/2026
Also filed as M••••••• R••••••••• A•• S••••••• R••••••••• A•• R••••••••• A•• S••••••••• A• R•••
At current firm
3 y
since May 11, 2023
In the industry
21 y
since Jan 27, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 11, 2023 · Atlanta, Ga
- M••••• S•••••• wirehouseDec 14, 2021 to May 1, 2023 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseSep 4, 2009 to Nov 26, 2021 · Alpharetta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 8, 2009 · Alpharetta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Alpharetta, Ga
- M••••• S•••••• D• I••• unclassifiedFeb 13, 2007 to Apr 2, 2007 · Alpharetta, Ga
All 6 prior registrationsShow fewer
- A••••••••• F•••••••• S•••••••• L•• national BDJan 28, 2005 to Jan 16, 2007 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left May 1, 2023, registered May 11, 2023 (10 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Nov 26, 2021, registered Dec 14, 2021 (18 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 8, 2009, registered Sep 4, 2009 (-4 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Jan 16, 2007, registered Feb 13, 2007 (28 days) · Other
Signals
- ••• LockedMay 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address