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Registered advisor
R••••• D••••••• B••••••
Feed of 09/15/2026
Also filed as Ron B••••••
At current firm
8 y
since Nov 15, 2017
In the industry
32 y
since Jan 6, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 15, 2017 · Vero Beach, Fl
- I••••• F•••••••• C••••••••• formerMar 28, 2011 to Nov 16, 2017 · Okeechobee, Fl
- F•• B•••••••• S•••••••• I••• unclassifiedJan 18, 2007 to Mar 22, 2011 · Fort Pierce, Fl
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 9, 2002 to Dec 11, 2003 · Fort Pierce, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Nov 16, 2017, registered Nov 15, 2017 (-1 days) · Other · moved with a team
- F•• B•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Mar 22, 2011, registered Mar 28, 2011 (6 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to F•• B•••••••• S•••••••• I•••left Dec 11, 2003, registered Jan 18, 2007 (1134 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address