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Registered advisor
M••••••• S•••• K••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
23 y
since Jun 30, 2003
In the industry
32 y
since Nov 11, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• I••••••••• A•••••••• I••• state registered currentsince Mar 3, 2004 · Santa Monica, Ca
- L•• F•••••••• L•• BD affiliated currentsince Jun 30, 2003 · Santa Monica, Ca
- O•••• W•••••• I••• BD affiliatedMar 26, 1999 to Jun 30, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 30, 2003, registered Jun 30, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address