RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• T••••• T•••••
- S••• F•••••••• S••••••• L•• former currentsince Jan 1, 2026 · Montecito, Ca
- S••• C•••••• L•• formerFeb 9, 2015 to Dec 31, 2015 · Montecito, Ca
- S••• A•••• M••••••••• L•• formerFeb 9, 2015 to Dec 31, 2015 · Montecito, Ca
- S••• F•••••••• S••••••• L•• formerFeb 8, 2013 to Dec 31, 2017 · Henderson, Nv
- S••• C•••••• L•• formerFeb 8, 2013 to Dec 31, 2014 · Henderson, Nv
- S••• A•••• M••••••••• L•• formerFeb 8, 2013 to Dec 31, 2014 · Henderson, Nv
- S••• F•••••••• S••••••• L•• formerFeb 21, 2012 to Dec 31, 2012 · Los Olivos, Ca
- S••• A•••• M••••••••• L•• formerMar 10, 2008 to Dec 31, 2010 · Los Olivos, Ca
- S••• F•••••••• S••••••• L•• formerJan 26, 2007 to Dec 31, 2010 · Los Olivos, Ca
- S••• C•••••• L•• formerJan 4, 2007 to Dec 31, 2010 · Los Olivos, Ca
- S••• C•••••• L•• formerOct 14, 2003 to Dec 31, 2006 · Santa Moncia, Ca
- S••• F•••••••• S••••••• L•• to S••• A•••• M••••••••• L••left Dec 31, 2017, registered Feb 9, 2015 (-1056 days) · Other
- S••• C•••••• L•• to S••• F•••••••• S••••••• L••left Dec 31, 2015, registered Jan 1, 2026 (3654 days) · Other
- S••• A•••• M••••••••• L•• to S••• C•••••• L••left Dec 31, 2015, registered Feb 9, 2015 (-325 days) · Other
- S••• C•••••• L•• to S••• A•••• M••••••••• L••left Dec 31, 2014, registered Feb 8, 2013 (-691 days) · Other
- S••• A•••• M••••••••• L•• to S••• F•••••••• S••••••• L••left Dec 31, 2014, registered Feb 8, 2013 (-691 days) · Other
- S••• F•••••••• S••••••• L•• to S••• C•••••• L••left Dec 31, 2012, registered Feb 8, 2013 (39 days) · Other
- S••• A•••• M••••••••• L•• to S••• F•••••••• S••••••• L••left Dec 31, 2010, registered Feb 21, 2012 (417 days) · Other
- S••• C•••••• L•• to S••• F•••••••• S••••••• L••left Dec 31, 2010, registered Jan 26, 2007 (-1435 days) · Other
- S••• F•••••••• S••••••• L•• to S••• A•••• M••••••••• L••left Dec 31, 2010, registered Mar 10, 2008 (-1026 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address