DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dean Andrew Bahniuk

RBC Capital Markets, LLCnational BDCoconut Grove, Fl dual registrantIAPD 2418525

Feed of 09/15/2026

At current firm

2 y

since Feb 16, 2024

In the industry

32 y

since Dec 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

RBC Capital Markets, LLC national BD current
since Feb 16, 2024 · Vienna, Va
Oppenheimer & Co. Inc. BD affiliated
Feb 23, 2015 to Feb 16, 2024 · Coral Gables, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 4, 2007 to Mar 20, 2015 · Miami, Fl
Oppenheimer & Co. Inc. BD affiliated
Jan 3, 2003 to May 8, 2007 · Washington, Dc
Cibc World Markets Corp. unclassified
Jan 19, 2001 to Jan 3, 2003 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to RBC Capital Markets, LLC
left Feb 16, 2024, registered Feb 16, 2024 (0 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Oppenheimer & Co. Inc.
left Mar 20, 2015, registered Feb 23, 2015 (-25 days) · Other
Oppenheimer & Co. Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 8, 2007, registered May 4, 2007 (-4 days) · Other
Cibc World Markets Corp. to Oppenheimer & Co. Inc.
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

Dean Andrew Bahniuk left Oppenheimer & Co. Inc. for Rbc Capital Markets, Llc (registered 2024-02-16)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address