RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P••••• F•••
- C•• A•••• M••••••••• G•••• independent RIA currentsince Jul 20, 2020 · N•••••, Fl
- C•• N•••••• L•• formerFeb 14, 2022 to Dec 31, 2022 · N•••••, Fl
- P•••••• C•••••• M••••••••• independent RIAOct 8, 2013 to May 29, 2020 · N•••••, Fl
- P•••••• C•••••• M••••••••• L• formerDec 1, 2003 to Oct 4, 2013 · N•••••, Fl
- C•• N•••••• L•• to no registered destinationleft Dec 31, 2022 · Departure, no registered destination
- P•••••• C•••••• M••••••••• to C•• A•••• M••••••••• G••••left May 29, 2020, registered Jul 20, 2020 (52 days) · RIA to RIA
- P•••••• C•••••• M••••••••• L• to P•••••• C•••••• M•••••••••left Oct 4, 2013, registered Oct 8, 2013 (4 days) · channel change inside one enterprise, not a move
- J••• P••••• F••• no longer registered at C•• N•••••• L••; no later IA registration on IAPDDec 31, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address