DFX Intelligence
RIA Intelligence
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Registered advisor
G•••• H•••••• W•••
Feed of 09/14/2026
Also filed as G•••• H W•••
At current firm
0 y
since Nov 12, 2025
In the industry
32 y
since Dec 21, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 12, 2025 · Lagrange, Ga
- L•• F•••••••• L•• BD affiliatedSep 4, 2018 to Dec 9, 2025 · West Point, Ga
- L••• K••• • C•••••• formerMar 19, 2013 to Aug 31, 2018 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 9, 2025, registered Nov 12, 2025 (-27 days) · Affiliated broker-dealer or bank to another
- L••• K••• • C•••••• to L•• F•••••••• L••left Aug 31, 2018, registered Sep 4, 2018 (4 days) · RIA to RIA
Signals
- G•••• H•••••• W••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-11-12)Dec 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address