DFX Intelligence
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Registered advisor
D••••• R•• B••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLees Summit, Modual registrantIAPD 2426051
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Feb 18, 2015
In the industry
32 y
since Dec 8, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 18, 2015 · Lees Summit, Mo
- W•••• F•••• A••••••• wirehouseMay 18, 2012 to Feb 18, 2015 · Leawood, Ks
- W•••• F•••• A••••••• wirehouseNov 24, 2009 to May 18, 2012 · Overland Park, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Nov 27, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 17, 2001 to Jan 2, 2009 · Lees Summit, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 18, 2015, registered Feb 18, 2015 (0 days) · Other
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 18, 2012, registered May 18, 2012 (0 days) · channel change inside one enterprise, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Nov 27, 2009, registered Nov 24, 2009 (-3 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address