R•••••• D•••••• C••••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 21, 2014 · Saint Augustine, Fl
• C••• B•••••••• S•••••••• I••• former
  Jul 23, 2012 to Mar 20, 2014 · Orange Park, Fl
• C•••••• S••••• • C••• I••• national BD
  Nov 28, 2011 to Jul 2, 2012 · Port St. Lucie, Fl
• W•••• F•••• I••••••••• L•• unclassified
  Jan 6, 2006 to Jun 23, 2010 · Las Vegas, Nv
• U••• B•••••• I••••••••• I••• former
  Sep 19, 2005 to Jan 10, 2006 · Las Vegas, Nv

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 20, 2014, registered Mar 21, 2014 (1 days) · Other
• C•••••• S••••• • C••• I••• to C••• B•••••••• S•••••••• I•••
  left Jul 2, 2012, registered Jul 23, 2012 (21 days) · Other
• W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••
  left Jun 23, 2010, registered Nov 28, 2011 (523 days) · Other
• U••• B•••••• I••••••••• I••• to W•••• F•••• I••••••••• L••
  left Jan 10, 2006, registered Jan 6, 2006 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address