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Registered advisor
W•••••• H••••• G••••
Feed of 09/14/2026
Also filed as Hal G••••
At current firm
1 y
since Mar 12, 2025
In the industry
32 y
since Feb 4, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Mar 12, 2025 · Macon, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Mar 17, 2025 · Macon, Ga
- M••••• K••••• • C••••••• L•• formerFeb 24, 2005 to Feb 13, 2013 · Macon, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 2, 2003 to Mar 8, 2005 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 17, 2025, registered Mar 12, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Mar 8, 2005, registered Feb 24, 2005 (-12 days) · Other
Signals
- W•••••• H••••• G•••• left R•••••• J•••• • A••••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-03-12)Mar 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address