J•••• P•••••• R•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · Barnwell, Sc
• N••• F•••••••• G••••• I••• former
  Mar 19, 2008 to Jul 10, 2025 · Houston, Tx
• Q•••••• A•••• M••••••••• I••• former
  Jun 14, 2006 to Mar 6, 2008 · Barnwell, Sc
• U•••••••• S••••••••• I••• unclassified
  Oct 20, 2004 to Jul 18, 2006 · Barnwell, Sc
• L••••• A••••••• S•••••••• I••• unclassified
  Apr 16, 2003 to Aug 15, 2003 · Barnwell, Sc

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• Q•••••• A•••• M••••••••• I••• to N••• F•••••••• G••••• I•••
  left Mar 6, 2008, registered Mar 19, 2008 (13 days) · Other
• U•••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••
  left Jul 18, 2006, registered Jun 14, 2006 (-34 days) · Other
• L••••• A••••••• S•••••••• I••• to U•••••••• S••••••••• I•••
  left Aug 15, 2003, registered Oct 20, 2004 (432 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address