DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Rosado Mercado

Regal Investment Advisors LLCBD affiliatedWesley Chapel, Fl IA-onlyIAPD 2428240

Feed of 09/15/2026

Also filed as Daniel R Mercado

At current firm

1 y

since Jul 9, 2025

In the industry

30 y

since Jun 7, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Regal Investment Advisors LLC BD affiliated current
since Jul 9, 2025 · Wesley Chapel, Fl
Schorn Wealth independent RIA
Jul 5, 2019 to Jun 20, 2025 · Englewood, Fl
Sorrento Pacific Financial, LLC former
Jul 3, 2019 to Sep 23, 2022 · San Diego, Ca
First Allied Advisory Services, Inc. former
Jan 3, 2007 to Jul 1, 2019 · North Brandford, Ct
Ffp Advisory Services Inc unclassified
Jul 15, 1997 to Jan 3, 2007 · North Branford, Ct

Moves

a registration end followed by a registration begin elsewhere

Schorn Wealth to Regal Investment Advisors LLC
left Jun 20, 2025, registered Jul 9, 2025 (19 days) · RIA to affiliated broker-dealer or bank
Sorrento Pacific Financial, LLC to Schorn Wealth
left Sep 23, 2022, registered Jul 5, 2019 (-1176 days) · Other
First Allied Advisory Services, Inc. to Sorrento Pacific Financial, LLC
left Jul 1, 2019, registered Jul 3, 2019 (2 days) · Affiliated broker-dealer or bank to another
Ffp Advisory Services Inc to First Allied Advisory Services, Inc.
left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move

Signals

Daniel Rosado Mercado left Schorn Wealth for Regal Investment Advisors Llc (registered 2025-07-09)
Jun 20, 2025 · Advisor changed firm · fact
Daniel Rosado Mercado left Sorrento Pacific Financial, Llc for Schorn Wealth (registered 2019-07-05)
Sep 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address