RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••• H••
- I••• A•••••••• L••• state registered currentsince Jan 28, 2010 · Indianapolis, In
- Q•• F•••••••• L•• unclassifiedDec 7, 2007 to Mar 4, 2010 · Carmel, In
- C•••••• S••••• • C••• I••• national BDAug 31, 1995 to Dec 19, 2003 · Punta Gorda, Fl
- Q•• F•••••••• L•• to I••• A•••••••• L•••left Mar 4, 2010, registered Jan 28, 2010 (-35 days) · Other
- C•••••• S••••• • C••• I••• to Q•• F•••••••• L••left Dec 19, 2003, registered Dec 7, 2007 (1449 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address