D•••• M•••• F•••••••

U•• F•••••••• S••••••• I•••wirehouseBirmingham, Mi dual registrantIAPD 2436234

Certified Financial Planner

Feed of 09/15/2026

At current firm

13 y

since Jun 4, 2013

In the industry

32 y

since Jan 12, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jun 4, 2013 · Birmingham, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 11, 2005 to Jun 3, 2013 · Farmington Hills, Mi
C••••••• S••••••••• former
May 6, 2004 to Mar 21, 2005 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jun 3, 2013, registered Jun 4, 2013 (1 days) · Wirehouse to wirehouse
C••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 21, 2005, registered Mar 11, 2005 (-10 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address