DFX Intelligence
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Feed of 09/14/2026
Also filed as T••• K••••••••• K••••••••• S•••• K•••••
At current firm
0 y
since Oct 23, 2025
In the industry
32 y
since Feb 23, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H• F•••• state registered currentsince Oct 23, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 5, 1996 to Mar 14, 2024 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H• F••••left Mar 14, 2024, registered Oct 23, 2025 (588 days) · Wirehouse to a state-registered adviser
Signals
- A•••••• S• K••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H• F•••• (registered 2025-10-23)Mar 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address