RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• B• S••••••
- F•••••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 6, 2026 · Cheyenne, Wy
- N••••• mixed wealthJan 17, 2014 to May 29, 2026 · Sugarland, Tx
- N••••• mixed wealthJun 11, 2010 to Nov 15, 2012 · Mooresville, Nc
- G••••••••• F•••••••• S•••••••• I••• unclassifiedFeb 23, 2005 to Nov 17, 2006 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedSep 17, 2001 to Nov 28, 2006 · Houston, Tx
- N••••• to F•••••••• C•••••• M••••••••• L••left May 29, 2026, registered Apr 6, 2026 (-53 days) · RIA to RIA
- L•• F•••••••• L•• to G••••••••• F•••••••• S•••••••• I•••left Nov 28, 2006, registered Feb 23, 2005 (-643 days) · Other
- G••••••••• F•••••••• S•••••••• I••• to N•••••left Nov 17, 2006, registered Jun 11, 2010 (1302 days) · Other
- T••••• B• S•••••• left Namcoa for F•••••••• C•••••• M••••••••• L•• (registered 2026-04-06)May 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address