T••••• G•••••• F•••••

• L•• F•••••••• L•• BD affiliated current
  since Apr 21, 2025 · Flemington, Nj
• O•••• W•••••• I••• BD affiliated
  Oct 11, 2024 to Apr 25, 2025 · Flemington, Nj
• A••••••• P••••••••• A•••••••• I•• former
  Feb 26, 2004 to Oct 11, 2024 · Holbrook, Ny
• W• G••••••• S••••••••• I••• unclassified
  Jun 20, 2002 to Jul 17, 2003 · Flemington, Nj

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Apr 25, 2025, registered Apr 21, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
  left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
• W• G••••••• S••••••••• I••• to A••••••• P••••••••• A•••••••• I••
  left Jul 17, 2003, registered Feb 26, 2004 (224 days) · Other

• ••• Locked
  Apr 25, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address