RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E••••• H••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Lagrande, Or
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Jun 14, 2024 · La Grande, Or
- K•• F•••••••• S•••••••• I•• formerApr 1, 2008 to Nov 6, 2020 · Lagrande, Or
- F•••• A••••• S••••••••• I••• formerApr 22, 2002 to Apr 2, 2008 · La Grande, Or
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to K•• F•••••••• S•••••••• I••left Apr 2, 2008, registered Apr 1, 2008 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 59derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address