DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Teresa Marie Tabel
Feed of 09/14/2026
Also filed as Teresa Marie Tumidanski
At current firm
2 y
since Nov 3, 2023
In the industry
31 y
since May 12, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Nov 3, 2023 · Costa Mesa, Ca
- Comerica Securities formerOct 11, 2023 to Nov 3, 2023 · Costa Mesa, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedOct 7, 2011 to Aug 18, 2023 · Irvine, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedMay 12, 2009 to Nov 20, 2009 · Irvine, Ca
- Lasalle Financial Services, Inc. unclassifiedMay 30, 2003 to Jun 1, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Comerica Securities to Ameriprise Financial Services, LLCleft Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- U.S. Bancorp Advisors, LLC to Comerica Securitiesleft Aug 18, 2023, registered Oct 11, 2023 (54 days) · Affiliated broker-dealer or bank to independent RIA
- Lasalle Financial Services, Inc. to U.S. Bancorp Advisors, LLCleft Jun 1, 2007, registered May 12, 2009 (711 days) · Other
Signals
- Teresa Marie Tabel left U.S. Bancorp Advisors, Llc for Comerica Securities (registered 2023-10-11)Aug 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address