RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• G••••• F•••
- V••••••••• A••••••• S••••••• BD affiliated currentsince Oct 30, 2020 · Twisp, Wa
- K•• F•••••••• S•••••••• I•• formerOct 7, 2009 to Oct 30, 2020 · Seattle, Wa
- W••••• S••••• S••••••••• I••• formerDec 19, 2005 to Oct 16, 2009 · Bend, Or
- F••• • A••••••••• unclassifiedApr 6, 2004 to Dec 31, 2007 · Camano Island, Wa
- K•• F•••••••• S•••••••• I•• to V••••••••• A••••••• S•••••••left Oct 30, 2020, registered Oct 30, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••• S••••• S••••••••• I••• to K•• F•••••••• S•••••••• I••left Oct 16, 2009, registered Oct 7, 2009 (-9 days) · Other
- F••• • A••••••••• to W••••• S••••• S••••••••• I•••left Dec 31, 2007, registered Dec 19, 2005 (-742 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address