RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•• C•••••• M••••••••• state registered currentsince Jan 3, 2011 · Monroeville, Pa
- I•••••• A••••••• L•• independent RIAJul 14, 2020 to Nov 13, 2023 · Oakmont, Pa
- T•••••••• A••••••• G••••• I••• BD affiliatedOct 11, 2016 to Apr 16, 2018 · Pittsburgh, Pa
- I•••••• A••••••• L•• to no registered destinationleft Nov 13, 2023 · Departure, no registered destination
- T•••••••• A••••••• G••••• I••• to I•••••• A••••••• L••left Apr 16, 2018, registered Jul 14, 2020 (820 days) · Affiliated broker-dealer or bank to independent RIA
- S•••• C•• no longer registered at I•••••• A••••••• L••; no later IA registration on IAPDNov 13, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address