J••• C•••

• L•• F•••••••• L•• BD affiliated current
  since Feb 15, 2018 · Brandon, Fl
• I••••• F•••••••• C••••••••• former
  Feb 16, 2010 to Feb 15, 2018 · Tampa, Fl
• L•• F•••••••• L•• BD affiliated
  Jun 24, 2005 to Feb 10, 2010 · Tampa, Fl
• G•••••••• F••••••••• I•• unclassified
  Apr 16, 2003 to Jun 24, 2005 · Tampa, Fl

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 15, 2018, registered Feb 15, 2018 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to I••••• F•••••••• C•••••••••
  left Feb 10, 2010, registered Feb 16, 2010 (6 days) · Other
• G•••••••• F••••••••• I•• to L•• F•••••••• L••
  left Jun 24, 2005, registered Jun 24, 2005 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address