DFX Intelligence
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Registered advisor
M••••••• K•• D•••••
Feed of 09/14/2026
Also filed as M••••••• K•• M••••••••• K•• D•••••••••
At current firm
13 y
since Feb 1, 2013
In the industry
32 y
since Jan 11, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2013 · Spokane Valley, Wa
- C••••• A•••••• N••••••• L•• formerMar 10, 1998 to Feb 4, 2013 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Feb 4, 2013, registered Feb 1, 2013 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address