DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••••• L••• O••••

U••• A•••••••mixed wealthMiami, Fl dual registrantIAPD 2444975

Feed of 09/15/2026

Also filed as Mike L O••••

At current firm

4 y

since Jul 25, 2022

In the industry

26 y

since Nov 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• A••••••• mixed wealth current
since Jul 25, 2022 · Miami, Fl
E•• C•••••• I••••••••• C•••• former
Apr 30, 2021 to Jul 13, 2021 · Miami, Fl
E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealth
Nov 21, 2019 to Jul 6, 2022 · Miami, Fl
E•• C•••••• A••••••• I••• former
Jun 12, 2014 to Feb 22, 2019 · Miami, Fl
E•• C•••••• A••••••• L•• former
Nov 6, 2009 to Oct 29, 2014 · Miami, Fl
I••••••• W••••• A•••••••• L•• former
Aug 2, 2001 to Aug 15, 2008 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

E•• P•••••• W••••• M••••••••• ••••••••• C•••• to E•• C•••••• I••••••••• C••••
left Jul 6, 2022, registered Apr 30, 2021 (-432 days) · Other · moved with a team
E•• C•••••• I••••••••• C•••• to U••• A•••••••
left Jul 13, 2021, registered Jul 25, 2022 (377 days) · Other
E•• C•••••• A••••••• I••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••
left Feb 22, 2019, registered Nov 21, 2019 (272 days) · RIA to RIA · moved with a team
E•• C•••••• A••••••• L•• to E•• C•••••• A••••••• I•••
left Oct 29, 2014, registered Jun 12, 2014 (-139 days) · channel change inside one enterprise, not a move
I••••••• W••••• A•••••••• L•• to E•• C•••••• A••••••• L••
left Aug 15, 2008, registered Nov 6, 2009 (448 days) · Other

Signals

M••••• L••• O•••• left E•• P•••••• W••••• M••••••••• ••••••••• C•••• for E•• C•••••• I••••••••• C•••• (registered 2021-04-30)
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address