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Registered advisor
S••••• J•••••••••
Feed of 09/14/2026
Also filed as S••••• J••••••••• J•••••••••
At current firm
5 y
since Apr 23, 2021
In the industry
32 y
since Apr 11, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 23, 2021 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseAug 18, 2014 to Apr 26, 2021 · Grosse Pointe Farms, Mi
- M••••• S•••••• wirehouseMar 14, 2014 to Aug 19, 2014 · Birmingham, Mi
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 19, 2010 to Feb 25, 2014 · Grosse Pointe, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 26, 2021, registered Apr 23, 2021 (-3 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 19, 2014, registered Aug 18, 2014 (-1 days) · Wirehouse to wirehouse
- S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••left Feb 25, 2014, registered Mar 14, 2014 (17 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address