DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• K••• S•••••••

L•• F•••••••• L••BD affiliatedJeffersonville, Indual registrantIAPD 2452501

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jeff S•••••••

At current firm

3 y

since Oct 3, 2022

In the industry

14 y

since Mar 17, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 3, 2022 · Jeffersonville, In
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 22, 2022 to Aug 12, 2022 · Elizabethtown, Ky
C••• B•••••••• S•••••••• I••• former
Apr 7, 2016 to Feb 21, 2022 · Elizabethtown, Ky
F•••• T•••• S••••••••• I••• BD affiliated
Sep 18, 2014 to Aug 10, 2015 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Aug 12, 2022, registered Oct 3, 2022 (52 days) · Affiliated broker-dealer or bank to independent RIA
C••• B•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Feb 21, 2022, registered Feb 22, 2022 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
F•••• T•••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••
left Aug 10, 2015, registered Apr 7, 2016 (241 days) · Other

Signals

J•••••• K••• S••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2022-10-03)
Aug 12, 2022 · Advisor changed firm · fact
J•••••• K••• S••••••• left C••• B•••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-02-22)
Feb 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address