DFX Intelligence
RIA Intelligence
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Registered advisor
S•••• D•••• P•••••
Feed of 09/14/2026
At current firm
0 y
since Apr 3, 2026
In the industry
32 y
since May 20, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S• P••••• • C•• I••••••••• S••••••• state registered currentsince Apr 3, 2026 · Hypoluxo, Fl
- I•••••••• C•••••• A••••••• formerJul 26, 2004 to Oct 19, 2007 · Hypoluxo, Fl
- E•••••• P•••• A••••••• I••• unclassifiedJun 27, 2002 to Dec 31, 2004 · Hypoluxo, Fl
- S• P••••• • C•• I••••••••• S••••••• state registeredMay 14, 1998 to Dec 31, 2025 · Hypoluxo, Fl
Moves
a registration end followed by a registration begin elsewhere
- S• P••••• • C•• I••••••••• S••••••• to E•••••• P•••• A••••••• I•••left Dec 31, 2025, registered Jun 27, 2002 (-8588 days) · Other
- I•••••••• C•••••• A••••••• to S• P••••• • C•• I••••••••• S•••••••left Oct 19, 2007, registered Apr 3, 2026 (6741 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jul 26, 2004 (-158 days) · corporate re-registration, not a move
Signals
- S•••• D•••• P••••• left S• P••••• • C•• I••••••••• S••••••• for E•••••• P•••• A••••••• I••• (registered 2002-06-27)Dec 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address