RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• K•••• J• B•••••••
- B••••••• I••••••••• A••••••• state registered currentsince Mar 25, 2009 · Elmhurst, Il
- B••••••• I••••••••• A••••••• state registeredMar 25, 2009 to Dec 31, 2010 · Oak Brook Terrace, Il
- B••••••• I••••••••• A••••••• state registeredMar 25, 2009 to Dec 31, 2017 · Elmhurst, Il
- C•••••• S••••• • C••• I••• national BDDec 6, 2006 to Oct 3, 2008 · Oak Brook, Il
- M••••• S•••••• D• I••• unclassifiedOct 15, 2004 to Nov 20, 2006 · Chicago, Il
- C•••••• S••••• • C••• I••• to B••••••• I••••••••• A•••••••left Oct 3, 2008, registered Mar 25, 2009 (173 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• S•••••• D• I••• to C•••••• S••••• • C••• I•••left Nov 20, 2006, registered Dec 6, 2006 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address