R••••• B•••• M•••••

• R•••••• W••••• M••••••••• L•• state registered current
  since Aug 13, 2012 · Everett, Wa
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 23, 2009 to Mar 19, 2012 · Seattle, Wa
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Dec 6, 2001 to Oct 23, 2009 · Seattle, Wa

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• W••••• M••••••••• L••
  left Mar 19, 2012, registered Aug 13, 2012 (147 days) · Wirehouse to a state-registered adviser
• B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address