DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Stephen Pendray
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
18 y
since Aug 21, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merited Wealth, LLC independent RIA currentsince Jun 14, 2024 · North Bay Village, Fl
- Mutual Trust Asset Mgmt., Inc. independent RIAJun 1, 2018 to Jun 13, 2024 · Coral Gables, Fl
- Freedom Investors Corp. formerNov 27, 2013 to Jun 27, 2017 · Brookfield, Wi
- Evolve Investment Advisors unclassifiedJun 15, 2010 to Oct 22, 2010 · Coral Gables, Fl
- Evolve Securities, Inc. unclassifiedSep 4, 2008 to Oct 22, 2010 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- Mutual Trust Asset Mgmt., Inc. to Merited Wealth, LLCleft Jun 13, 2024, registered Jun 14, 2024 (1 days) · RIA to RIA
- Freedom Investors Corp. to Mutual Trust Asset Mgmt., Inc.left Jun 27, 2017, registered Jun 1, 2018 (339 days) · Other
- Evolve Securities, Inc. to Evolve Investment Advisorsleft Oct 22, 2010, registered Jun 15, 2010 (-129 days) · Other
- Evolve Investment Advisors to Freedom Investors Corp.left Oct 22, 2010, registered Nov 27, 2013 (1132 days) · Other
Signals
- Sean Stephen Pendray left Mutual Trust Asset Mgmt., Inc. for Merited Wealth, Llc (registered 2024-06-14)Jun 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address