T•••••• C•••••• M••••••

L•• E••••••••• L••BD affiliatedSarasota, Fldual registrantIAPD 2469300

Feed of 09/14/2026

At current firm

1 y

since Nov 18, 2024

In the industry

32 y

since Sep 9, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 18, 2024 · Sarasota, Fl
P•••• S••••••••• L•• no RAUM
Apr 22, 2022 to Nov 12, 2024 · Sarasota, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 21, 2021 to Apr 1, 2022 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 12, 2024, registered Nov 18, 2024 (6 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••
left Apr 1, 2022, registered Apr 22, 2022 (21 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Apr 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address