RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• S•••••• R••••••
- A••••••• W••••• A•••••••• L•• independent RIA currentsince Jan 11, 2008 · Johns Creek, Ga
- E•••••• C•••••• M••••••••• L•• formerOct 19, 2006 to Sep 25, 2007 · Jersey City, Nj
- B•• M••••• S••••••••• C••••••••• otherAug 5, 2005 to Oct 28, 2005 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedMar 26, 2003 to Jul 19, 2004 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• to A••••••• W••••• A•••••••• L••left Sep 25, 2007, registered Jan 11, 2008 (108 days) · Other
- B•• M••••• S••••••••• C••••••••• to E•••••• C•••••• M••••••••• L••left Oct 28, 2005, registered Oct 19, 2006 (356 days) · Other
- M••••• S•••••• D• I••• to B•• M••••• S••••••••• C•••••••••left Jul 19, 2004, registered Aug 5, 2005 (382 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address