DFX Intelligence
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Registered advisor
W•••••• C••••••••• R•••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
At current firm
22 y
since Jun 23, 2004
In the industry
32 y
since Apr 15, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••• R••• W••••• A••••••• state registered currentsince Jun 23, 2004 · Camas, Wa
- F•••• M•••••• S••••••••• C•••• unclassifiedOct 31, 2003 to Jul 22, 2008 · Vancouver, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2002 to Nov 5, 2003 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- F•••• M•••••• S••••••••• C•••• to B••••• R••• W••••• A•••••••left Jul 22, 2008, registered Jun 23, 2004 (-1490 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• M•••••• S••••••••• C••••left Nov 5, 2003, registered Oct 31, 2003 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address