DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rodney J Viloria
Feed of 09/14/2026
Also filed as Rodney J. Viloria
At current firm
1 y
since Aug 29, 2025
In the industry
32 y
since Jun 9, 1994 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 29, 2025 · El Segundo, Ca
- Western International Securities formerAug 19, 2019 to Aug 1, 2025 · Pasadena, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerOct 9, 2015 to Jan 2, 2018 · El Segundo, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 21, 2012 to Sep 8, 2014 · Torrance, Ca
- E*Trade Capital Management, LLC formerMar 16, 2010 to Nov 22, 2011 · Arlington, Va
- Td Ameritrade Investment Management, LLC formerOct 10, 2008 to Mar 3, 2010 · Santa Monica, Ca
- Td Ameritrade, Inc. formerOct 10, 2008 to Mar 3, 2010 · Los Angeles, Ca
- Wamu Investments, Inc. unclassifiedAug 15, 2003 to Apr 27, 2004 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Cetera Investment Advisers LLCleft Aug 1, 2025, registered Aug 29, 2025 (28 days) · Affiliated broker-dealer or bank to another
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Western International Securitiesleft Jan 2, 2018, registered Aug 19, 2019 (594 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 8, 2014, registered Oct 9, 2015 (396 days) · Other
- E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 22, 2011, registered Mar 21, 2012 (120 days) · Other
- Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLCleft Mar 3, 2010, registered Mar 16, 2010 (13 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 3, 2010, registered Oct 10, 2008 (-509 days) · channel change inside one enterprise, not a move
- Wamu Investments, Inc. to Td Ameritrade, Inc.left Apr 27, 2004, registered Oct 10, 2008 (1627 days) · Other
Signals
- Rodney J Viloria left Western International Securities for Cetera Investment Advisers Llc (registered 2025-08-29)Aug 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address