DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••• M• H•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouse33432, Fl dual registrantIAPD 2477098

Feed of 09/15/2026

Also filed as F•••••• H•••••

At current firm

2 y

since Jun 3, 2024

In the industry

32 y

since Jun 16, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jun 3, 2024 · Ponte Vedra Beach, Fl
C•••••• S••••• • C••• I••• national BD
Mar 30, 2022 to Jan 10, 2024 · Boca Raton, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
May 10, 2007 to Sep 7, 2023 · Boca Raton, Fl
T• A••••••••• I••• former
May 10, 2007 to Oct 14, 2022 · Boca Raton, Fl
C•••••• S••••• • C••• I••• national BD
Jun 16, 1994 to Jan 9, 2006 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 10, 2024, registered Jun 3, 2024 (145 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Mar 30, 2022 (-526 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered May 10, 2007 (-5636 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Jan 9, 2006, registered May 10, 2007 (486 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

F•••••• M• H••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-06-03)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address