DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• E••••• C••••

T•••• S•••• I••••••••• A••••••• L••mixed wealthWilmington, DeIA-onlyIAPD 2477228

Feed of 09/14/2026

Also filed as G••••• C••••

At current firm

17 y

since Aug 31, 2009

In the industry

38 y

since Nov 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

T•••• S•••• I••••••••• A••••••• L•• mixed wealth current
since Aug 31, 2009 · Wilmington, De
R•••••• J•••• • A••••••••• I••• national BD
Sep 25, 2007 to Sep 8, 2009 · West Conshohocken, Pa
T•••••• C•••••• P•••••••• L•• unclassified
May 23, 2005 to Aug 29, 2005 · Haverford, Pa

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to T•••• S•••• I••••••••• A••••••• L••
left Sep 8, 2009, registered Aug 31, 2009 (-8 days) · Other
T•••••• C•••••• P•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Aug 29, 2005, registered Sep 25, 2007 (757 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address